【羿文寄语】拼搏进取的心态，幸运和美好就会不期而至。

CFA考试Level Ⅰ

【单选题】

The CFA Institute Professional Conduct Program (PCP) has begun an investigation into Chris Jones, a Level II CFA candidate, and a number of his CFA Charterholder colleagues.Jones has access to confidential client records that could be useful in clearing his name and wishes to share this information with the PCP.Which of the following most accurately describes Jones's duties with regard to preservation of confidentiality?

A.Sharing the confidential information with the PCP would violate the Standards.

B.The Standards encourage, but do not require, that Jones support the PCP investigation into his colleagues.

C.Jones may share confidential information about former clients with the PCP but may not share confidential information about current clients.

答案：B

【解析】Members and candidates are required to cooperate with PCP investigations into their own conduct and encouraged to cooperate with PCP investigations into the conduct of others.Sharing confidential information with the PCP is not a violation of Standard III (E) Preservation of Confidentiality.Any client information shared with the PCP will be kept in strict confidence.Standard III (E) states that members and candidates are required to maintain confidentiality of client records even after the end of the client relationship.