【羿文寄语】勤能补拙，好成绩离不开不断的积累，考试需要恒心和毅力。

CFA考试Level Ⅰ

【单选题】

The Standard regarding suitability most likely requires that:

A.an advisor must analyze an investment's suitability for the client prior to recommending or acting on the investment.

B.a member or candidate must decline to carry out an unsolicited divansaction that she believes is unsuidiv for the client.

C.when managing a fund to an index, a manager who is evaluating potential investments must consider their suitability for the fund's shareholders.

答案：A

【解析】According to Standard III(C) Suitability, a member or candidate who is in an advisory relationship with a client is responsible for analyzing the suitability of an investment for the client before taking investment action or making a recommendation.A member or candidate who believes an unsolicited trade is unsuitable for the client can either decline to carry it out or ask the client to provide a statement that suitability is not a consideration for this trade.When managing a fund to an index or stated mandate, the manager is responsible for ensuring that potential investments are consistent with the fund's mandate.Suitability for individuals would be a concern for an advisor who recommends the fund to clients, but not for the manager of the fund.